Rule 605 workspace
605 Preflight
Add the current reporting files, choose the S&P 500 classification for that month, review the results, and complete the supervisory record. Your report files stay on this device.
605 Preflight
Review the current report.
Add the three current-month files below. Add prior-month files only if you want a month-over-month change review.
Files stay on this device
1. Detailed report
605(a)(1) TXT / ZIP / GZIP
605(a)(1) TXT / ZIP / GZIP
2. OES summary
605(a)(2) CSV / ZIP / GZIP / text-based PDF
605(a)(2) CSV / ZIP / GZIP / text-based PDF
3. S&P classification
Month-specific CSV for all 12 metrics
Month-specific CSV for all 12 metrics
🔒 Private by design: report files stay on this device while you review them.
Ready for files.
Preflight overview
Analysis in progress
Load the current-month files to build a complete review.
Inputs
0 / 3
Current-month files ready
File checks
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Detailed + summary checks
OES calculation review
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12 metrics across available buckets
Items to review
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Issues, warnings + changes
RegPreflight will summarize the review here as inputs are processed.
605(a)(1) Detailed Report
Rule 605(a)(1) detailed report • TXT, ZIP, or GZIP.
No detailed report added.
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Records
0
Errors
0
Warnings
0
Info
| Severity | Rule | Line | Field | Finding |
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605(a)(2) Summary Report
Use the final OES summary from your reporting process. CSV, ZIP, GZIP, and readable PDF files are supported.
No summary report added.
0
Records
0
Errors
0
Warnings
0
Info
| Severity | Rule | Line | Field | Finding |
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Month-specific S&P 500 classification Required for full calculation review
Choose the RegPreflight monthly S&P 500 file for the report month, or upload your firm's approved classification CSV. Use the classification effective on the first day of the reporting month.
Loading file details…
or use your own file
Add the S&P 500 classification to run the full 12-metric review.
RegPreflight's monthly S&P 500 files are provided for convenience. Firms may upload their own licensed or internally approved classification instead. The review record identifies the file that was used.
Optional prior-period comparison
Add the prior month's reports to flag meaningful changes that may need explanation. These are review prompts, not SEC compliance thresholds.
No prior detailed report loaded.
No prior summary report loaded.
File consistency checks
When both files are present, 605 Preflight checks shared reporter metadata. Numerical aggregation is intentionally withheld until a month-specific S&P 500 symbol classification is supplied, because the detailed report itself does not contain the summary report's S&P 500 flag.
0 file checks
Basic checks only
| Severity | Rule | Line | Field | Finding |
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OES calculation review — all 12 metrics
With the required files in place, RegPreflight recalculates all 12 Rule 605(a)(2) summary metrics and compares them with the published OES summary.
Items to review
| Severity | Rule | Line | Field | Finding |
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Calculation results
| Bucket | Metric | Published | Calculated | Difference | Source fields | Review range | Result |
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Prior-period change review
RegPreflight compares the current and prior reports and highlights changes a reviewer may want to explain.
Items to review
| Severity | Rule | Line | Field | Finding |
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Comparison detail
| Scope | Bucket | Metric | Prior | Current | Absolute change | Relative change | Reason |
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Reviewer disposition
Complete reviewer name, review date, and disposition before downloading final supervisory evidence.
Record-count note: RegPreflight follows SEC examples and observed production report structures when record-count guidance conflicts. See Methodology for details.